Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Respective Financial Services Limited
FRN 998434
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (17 Oct 2022 to 12 Jan 2024)
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- [FCA CF] Manager of certification employee (4 Jan 2021 to 30 Sep 2022)
- [FCA CF] Functions requiring qualifications (17 Nov 2020 to 30 Sep 2022)
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- CF22 Investment Adviser (Trainee) (20 Dec 2005 to 3 May 2006)
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- (7)Employed By (20 Dec 2005 to 3 May 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.