Peter Alfred Karl Klein

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A J BUCKLEY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 154371

    • Responsible for Insurance Mediation (17 Dec 2010 to 15 Nov 2011)
    • CF10 Compliance Oversight (1 Apr 2009 to 15 Nov 2011)
    • CF30 Customer (1 Apr 2009 to 15 Jul 2011)
    • CF1 Director (29 Oct 2008 to 30 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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