Peter Alfred Anthony Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mr Peter Evans

    FRN 539464

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Dec 2020)
    • Sole trader dealing with clients for which they require qualification (since 30 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (15 Jun 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jun 2011 to 8 Dec 2019)
  • Peak Financial Planning (no longer approved here)

    FRN 194808

    • (1)Employed By (6 Feb 2001 to 30 Apr 2009)

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