Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (8 Sep 2022 to 15 Mar 2024)
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- [FCA CF] Material risk taker (16 Jul 2020 to 17 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2021)
- [FCA CF] Proprietary trader (9 Dec 2019 to 17 Jun 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (22 Sep 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.