Peter Alan Freeston

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stoneleigh Financial Services LLP

    FRN 231772

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (24 May 2004 to 31 Mar 2009)
    • CF10 Compliance Oversight (24 May 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 May 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (24 May 2004 to 31 Oct 2007)
    • CF4 Partner (24 May 2004 to 8 Dec 2019)
  • Stoneleigh Financial Services (2768) (no longer approved here)

    FRN 187689

    • (1)Employed By (12 Nov 1998 to 28 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.