Perri Anne Baum

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HUBSOLV LTD (no longer approved here)
FRN 754973
- SMF16 Compliance Oversight (4 May 2023 to 21 Sep 2023)
My Money Options Limited (no longer approved here)
FRN 844405
- (2)SMF16 Compliance Oversight (23 Feb 2021 to 21 Sep 2023)
Oakbrook Loans Limited (no longer approved here)
FRN 723558
- CF11 Money Laundering Reporting (13 Jul 2017 to 24 Sep 2018)
OAKBROOK FINANCE LIMITED (no longer approved here)
FRN 707357
- CF11 Money Laundering Reporting (31 Jan 2017 to 24 Sep 2018)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (2)SMF16 Compliance Oversight at My Money Options Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.