Periklis Filippou

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Veritycorp Ltd

    FRN 992520

    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Aug 2023)
    • SMF1 Chief Executive (since 2 Aug 2023)
    • SMF16 Compliance Oversight (since 2 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2023)
    • [FCA CF] Client dealing (since 2 Aug 2023)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF1 Director (AR) (22 Nov 2022 to 27 Jul 2023)
    • CF30 Customer (20 Apr 2021 to 27 Jul 2023)
  • Veritycorp Limited (no longer approved here)

    FRN 946202

    • Employed By (20 Apr 2021 to 27 Jul 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (17 Jan 2017 to 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (17 Jan 2017 to 12 Feb 2021)
    • CF30 Customer (27 Aug 2013 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (17 Jan 2017 to 12 Feb 2021)
    • [FCA CF] Client dealing (17 Jan 2017 to 12 Feb 2021)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (27 Aug 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 1 Jul 2013)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (11 May 2005 to 2 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.