Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
KROLL SECURITIES LTD.
FRN 466588
- CF4 Partner (AR) (since 2 Feb 2021)
- CF3 Chief Executive (AR) (since 4 Jan 2021)
- CF30 Customer (since 4 Jan 2021)
- CF1 Director (AR) (4 Jan 2021 to 8 Jan 2021)
-
St James Global Partners LLP
FRN 937797
- (2)Employed By (since 4 Jan 2021)
-
- CF1 Director (AR) (14 Sep 2018 to 12 Jan 2021)
- CF30 Customer (14 Sep 2018 to 12 Jan 2021)
-
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.