Per Preben Prebensen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Insurance (UK) Limited

    FRN 202823

    • SMF7 Group Entity Senior Manager (since 18 Feb 2022)
    • [PRA CF] Key function holder (23 Aug 2021 to 26 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 26 Nov 2025)
    • [FCA CF] Material risk taker (23 Aug 2021 to 26 Nov 2025)
  • RiverStone Managing Agency Limited

    FRN 204964

    • SMF7 Group Entity Senior Manager (since 18 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2021 to 26 Nov 2025)
    • [PRA CF] Key function holder (23 Aug 2021 to 26 Nov 2025)
    • [FCA CF] Material risk taker (23 Aug 2021 to 26 Nov 2025)
  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (23 Aug 2021 to 30 Oct 2024)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF9 Chair of the Governing Body (26 Feb 2020 to 9 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Nov 2020)
    • CF1 Director (22 Jan 2010 to 8 Dec 2019)
    • CF2 Non Executive Director (26 Jun 2009 to 2 Jan 2010)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • SMF1 Chief Executive (17 Nov 2016 to 21 Sep 2020)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 17 Nov 2016)
    • CF1 Director (22 Jan 2010 to 6 Mar 2016)
    • CF2 Non Executive Director (6 Feb 2009 to 2 Jan 2010)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF1 Director (22 Jan 2010 to 8 Dec 2019)
  • Society of Lloyd's (no longer approved here)

    FRN 202761

    • CF2 Non Executive Director (25 Feb 2005 to 31 Jan 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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