Per Munch Oszadlik

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KELVIN SMITH FINANCIAL PLANNING LTD.

    FRN 707389

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 10 Sep 2018)
    • CF11 Money Laundering Reporting (23 Nov 2015 to 8 Dec 2019)
    • CF1 Director (23 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Nov 2015 to 8 Dec 2019)
  • Independent Financial Advice Centre (Glasgow) Limited (no longer approved here)

    FRN 604988

    • CF1 Director (21 Jul 2014 to 1 Jun 2015)
    • CF11 Money Laundering Reporting (21 Jul 2014 to 1 Jun 2015)
    • CF10 Compliance Oversight (21 Jul 2014 to 1 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

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