Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Apr 2019 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2011 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (12 Mar 2008 to 18 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.