Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 10 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF1 Director (AR) (4 Apr 2018 to 15 Feb 2019)
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- CF1 Director (AR) (9 Jan 2006 to 20 Jul 2006)
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- Employed By (9 Jan 2006 to 20 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.