Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 10 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (4 Apr 2018 to 15 Feb 2019)
  • MORTGAGE SUPPORT NETWORK LIMITED (no longer approved here)

    FRN 301681

    • CF1 Director (AR) (9 Jan 2006 to 20 Jul 2006)
  • Touchstone Mortgages Ltd (no longer approved here)

    FRN 441656

    • Employed By (9 Jan 2006 to 20 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.