Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (3 Jun 2004 to 31 Oct 2007)
  • Plan Money Ltd (no longer approved here)

    FRN 442028

    • (1)Employed By (16 Dec 2005 to 28 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.