Penelope Jane Biggs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF4 Partner (11 Apr 2017 to 26 Jun 2019)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • SMF22 Other Local Responsibility (7 Mar 2016 to 29 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 2 Aug 2010)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF1 Director (16 Aug 2007 to 29 Feb 2012)
    • CF21 Investment Adviser (30 Jan 2002 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.