Penelope Haddon

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

METROPOLIS CAPITAL LTD
FRN 507685
- SMF3 Executive Director (since 15 Feb 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2023)
- CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
Toscafund Asset Management LLP (no longer approved here)
FRN 454907
- CF30 Customer (14 Jun 2010 to 31 Jan 2016)
- CF4 Partner (14 Jun 2010 to 31 Jan 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 30 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.