Pegman Sassoon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 11 Jan 2023)
    • CF30 Customer (since 10 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (10 Jan 2018 to 28 Feb 2022)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (326)Employed By (since 10 Jan 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (15 Mar 2022 to 28 Jun 2022)
    • [FCA CF] Client dealing (15 Mar 2022 to 28 Jun 2022)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (201)Employed By (30 May 2019 to 28 Feb 2022)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (27 Feb 2017 to 14 Apr 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 16 Jul 2010)
    • CF22 Investment Adviser (Trainee) (24 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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