Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 25 Nov 2025)
    • [FCA CF] Material risk taker (since 11 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Aug 2023)
    • [FCA CF] Client dealing (since 27 Jul 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 25 Nov 2025)
    • [FCA CF] Client dealing (since 27 Jul 2021)
    • [FCA CF] Manager of certification employee (since 25 Nov 2025)
    • [FCA CF] Client dealing (since 27 Jul 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
    • CF30 Customer (22 Nov 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 2 Mar 2011)
    • CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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