Pedro Goldbaum

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 7 Apr 2026)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 31 Oct 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 31 Oct 2023)
    • [FCA CF] Significant management (7 Sep 2020 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (12 Jul 2018 to 31 Oct 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Nov 2020)
    • CF30 Customer (26 Oct 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 31 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 31 Oct 2023)
    • [FCA CF] Significant management (7 Sep 2020 to 28 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Nov 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Significant management (7 Sep 2020 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (12 Jul 2018 to 31 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Nov 2020)
    • CF30 Customer (26 Oct 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (29 Jul 2009 to 23 Sep 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (12 Jun 2008 to 2 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.