Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Dec 2013)
    • CF30 Customer (since 3 Dec 2013)
    • (1)Employed By (since 3 Dec 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (24 Aug 2011 to 22 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.