Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pemberton Capital Advisors LLP (no longer approved here)

    FRN 561640

    • [FCA CF] Client dealing (24 Nov 2023 to 16 Dec 2024)
    • [FCA CF] Manager of certification employee (24 Nov 2023 to 16 Dec 2024)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Material risk taker (1 Mar 2022 to 22 Sep 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 22 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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