Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • [FCA CF] Material risk taker (10 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (5 Mar 2009 to 18 Dec 2014)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 27 Aug 2008)
    • CF21 Investment Adviser (29 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.