Pawan Pinakin Thaker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 24 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Jun 2016)
  • Thaker Wealth Ltd

    FRN 981041

    • (2)Employed By (since 24 Aug 2022)
  • Denham Wealth Management LLP (no longer approved here)

    FRN 468415

    • Employed By (15 Jun 2016 to 6 Oct 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Mar 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Jun 2011 to 11 Nov 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (4 Jan 2011 to 8 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

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