Pawan Kumar Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [PRA CF] Managing a material risk taker (since 1 Jan 2024)
    • [FCA CF] Proprietary trader (since 7 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2022)
    • [FCA CF] Manager of certification employee (since 24 Oct 2022)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (22 Sep 2008 to 6 Mar 2016)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF26 Customer Trading (25 Jan 2006 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.