Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Howe Financial Advisers
FRN 822609
- (3)Employed By (since 4 Feb 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 27 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (since 14 Nov 2022)
- CF1 Director (AR) (27 Jan 2023 to 6 Feb 2026)
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- CF1 Director (AR) (3 Feb 2022 to 16 Nov 2022)
- [FCA CF] Functions requiring qualifications (3 Feb 2022 to 17 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.