Pavanjot Basra

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Wealth Management Limited

    FRN 464968

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 May 2025)
    • [FCA CF] Functions requiring qualifications (since 7 May 2025)
    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 30 Jan 2024)
    • [FCA CF] Client dealing (5 Sep 2022 to 30 Jan 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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