Pauline Westermann

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 9 Sep 2024)
    • [FCA CF] Client dealing (since 10 Nov 2022)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 9 Sep 2024)
    • [FCA CF] Client dealing (since 10 Nov 2022)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 29 Oct 2022)
    • [FCA CF] Client dealing (21 Sep 2017 to 29 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.