Pauline Hamilton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acumen Financial Planning Limited

    FRN 218745

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 30 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
    • [FCA CF] Client dealing (since 27 Feb 2023)
    • [FCA CF] Significant management (1 Nov 2023 to 12 May 2025)
    • [FCA CF] Manager of certification employee (27 Feb 2023 to 12 May 2025)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (28 Nov 2011 to 18 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.