Paula Mary Kenee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Northern Trust Company
FRN 122020
- [FCA CF] Material risk taker (since 4 Aug 2025)
- [FCA CF] Significant management (since 15 Sep 2020)
Northern Trust Securities LLP
FRN 465131
- SMF27 Partner (since 8 Jul 2021)
- SMF9 Chair of the Governing Body (since 8 Jul 2021)
- [FCA CF] Significant management (15 Sep 2020 to 8 Jul 2021)
Northern Trust Global Services SE
FRN 829966
- [FCA CF] Significant management (since 25 Mar 2021)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF10a CASS Oversight function (13 Dec 2012 to 14 Feb 2014)
- CF1 Director (15 Jan 2008 to 14 Feb 2014)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 28 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.