Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED
FRN 171748
- Director of firm who is not a certification employee or a SMF manager (since 16 Apr 2024)
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Jupiter Unit Trust Managers Limited
FRN 122488
- Director of firm who is not a certification employee or a SMF manager (since 29 Jan 2024)
- SMF24 Chief Operations (1 Jan 2023 to 29 Jan 2024)
- SMF1 Chief Executive (4 Nov 2022 to 1 Jan 2023)
- SMF3 Executive Director (9 Dec 2019 to 29 Jan 2024)
- CF10a CASS Oversight function (1 Oct 2011 to 16 Jan 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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- SMF24 Chief Operations (1 Jan 2023 to 29 Jan 2024)
- SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
- CF1 Director (8 Oct 2019 to 8 Dec 2019)
- CF29 Significant management (16 Jan 2015 to 29 Feb 2016)
- CF10a CASS Oversight function (23 Oct 2014 to 18 May 2016)
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- SMF24 Chief Operations (1 Jan 2023 to 29 Jan 2024)
- SMF3 Executive Director (24 Aug 2020 to 1 Jan 2023)
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- CF2 Non Executive Director (14 Jul 2010 to 30 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.