Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 16 Apr 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 29 Jan 2024)
    • SMF24 Chief Operations (1 Jan 2023 to 29 Jan 2024)
    • SMF1 Chief Executive (4 Nov 2022 to 1 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 29 Jan 2024)
    • CF10a CASS Oversight function (1 Oct 2011 to 16 Jan 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • SMF24 Chief Operations (1 Jan 2023 to 29 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (16 Jan 2015 to 29 Feb 2016)
    • CF10a CASS Oversight function (23 Oct 2014 to 18 May 2016)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • SMF24 Chief Operations (1 Jan 2023 to 29 Jan 2024)
    • SMF3 Executive Director (24 Aug 2020 to 1 Jan 2023)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF2 Non Executive Director (14 Jul 2010 to 30 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.