Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
    • CF28 Systems and controls (18 Jul 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.