Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 23 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (24 Oct 2022 to 29 Dec 2023)
- CF30 Customer (21 Sep 2022 to 29 Dec 2023)
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- (10)Employed By (21 Sep 2022 to 29 Dec 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (12 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.