Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2025)
    • Responsible for Insurance Distribution (since 25 Apr 2025)
    • SMF16 Compliance Oversight (since 25 Apr 2025)
    • SMF3 Executive Director (since 25 Apr 2025)
    • Responsibility for MCD Intermediation (since 25 Apr 2025)
    • SMF3 Executive Director (since 25 Apr 2025)
    • SMF16 Compliance Oversight (since 25 Apr 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (24 Apr 2023 to 1 Feb 2024)
    • [FCA CF] Material risk taker (24 Apr 2023 to 1 Feb 2024)
    • [FCA CF] Manager of certification employee (10 Jun 2016 to 9 May 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (10 Jun 2016 to 14 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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