Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 22 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Jun 2016 to 8 Dec 2019)
    • (4)Employed By (since 2 Feb 2026)
    • (7)Employed By (since 1 Nov 2021)
  • Ralli Financial Services Limited (no longer approved here)

    FRN 967224

    • (12)Employed By (20 Jan 2022 to 13 Apr 2026)
  • Brighton Williams & Partners (no longer approved here)

    FRN 149307

    • CF30 Customer (1 Jun 2014 to 6 May 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (12 Mar 2013 to 31 Oct 2013)
  • Lansdown Place Wealth Management Ltd (no longer approved here)

    FRN 434251

    • Employed By (12 Mar 2013 to 31 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ralli Financial Services Limited

  2. controlled function added: (12)Employed By at Ralli Financial Services Limited

  3. controlled function removed: Employed By at Frenkel Topping Associates Limited

  4. controlled function added: (7)Employed By at Frenkel Topping Associates Limited

  5. controlled function removed: Employed By at Forte Wealth Management Limited

  6. controlled function added: (4)Employed By at Forte Wealth Management Limited