Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
  • Aldermore Bank Plc (no longer approved here)

    FRN 204503

    • SMF24 Chief Operations (18 May 2022 to 1 May 2024)
  • MotoNovo Finance Limited (no longer approved here)

    FRN 827851

    • SMF24 Chief Operations (18 May 2022 to 1 May 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • SMF24 Chief Operations (6 Feb 2020 to 16 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 16 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2021)
    • CF4 Partner (1 Apr 2017 to 9 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2021)
    • CF1 Director (17 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.