Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (16 Dec 2009 to 26 Jun 2015)
    • CF21 Investment Adviser (29 Sep 2004 to 24 Mar 2006)
    • CF22 Investment Adviser (Trainee) (7 Jan 2004 to 24 Mar 2006)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (16 Dec 2009 to 26 Jun 2015)
    • CF21 Investment Adviser (29 Sep 2004 to 24 Mar 2006)
    • CF22 Investment Adviser (Trainee) (7 Jan 2004 to 24 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.