Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 19 Sep 2025)
    • CF30 Customer (since 18 Sep 2025)
    • (1)Employed By (since 18 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Aug 2025)
    • CF30 Customer (1 Apr 2016 to 15 Aug 2025)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (20)Employed By (1 Apr 2016 to 15 Aug 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (11 Jul 2014 to 31 Aug 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (28 Jan 2013 to 7 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Aug 2010 to 26 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (20)Employed By at Wellesley Investment Management Ltd