Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (2 Dec 2013 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Sep 2013)
    • CF21 Investment Adviser (10 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2002 to 10 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.