Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF3 Executive Director (since 13 Feb 2026)
    • SMF16 Compliance Oversight (since 28 Jun 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2022)
    • CF1 Director (9 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (21 Jan 2008 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF24 Pension Transfer Specialist (27 Mar 2006 to 26 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.