Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ML Financial Associates Limited
FRN 537809
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
- [FCA CF] Client dealing (since 3 Feb 2025)
-
- [FCA CF] Functions requiring qualifications (14 May 2021 to 8 Oct 2022)
-
- Appointed representative dealing with clients for which they require qualification (15 Jul 2020 to 12 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.