Paul William Bate

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Matterhorn Investment Management LLP

    FRN 219755

    • [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Nov 2003 to 31 Oct 2007)
    • CF27 Investment Management (13 Feb 2003 to 31 Oct 2007)
    • CF3 Chief Executive (13 Feb 2003 to 8 Dec 2019)
    • CF4 Partner (13 Feb 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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