Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 16 Jan 2009)
- CF10 Compliance Oversight (1 Dec 2005 to 16 Jan 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Oct 2003 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2003 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.