Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 23 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Jul 2008 to 30 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.