Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2021)
    • CF30 Customer (5 Nov 2010 to 19 Jan 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 25 Sep 2010)
    • CF21 Investment Adviser (28 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jan 2006 to 28 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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