Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 19 May 2021)
    • CF30 Customer (since 12 May 2021)
    • (3)Employed By (since 12 May 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.