Paul Wiggins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavira Financial Limited (no longer approved here)
FRN 462001
- CF30 Customer (3 Sep 2013 to 9 Dec 2014)
Market Securities LLP (no longer approved here)
FRN 519097
- (55)Employed By (16 Feb 2012 to 6 Aug 2013)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (3 Jun 2010 to 6 Aug 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (10 Apr 2008 to 2 Mar 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (10 Apr 2008 to 2 Mar 2009)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF26 Customer Trading (1 Dec 2001 to 20 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.