Paul Whiteman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Apr 2022)
    • CF30 Customer (3 May 2019 to 8 Dec 2019)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (24 Sep 2013 to 19 Sep 2019)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (18 Feb 2011 to 30 Aug 2013)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.