Paul Whitehead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paul Whitehead

    FRN 551275

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (18 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (18 Aug 2011 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (19 Mar 2009 to 18 Aug 2011)
  • Azets Wealth Management Limited (no longer approved here)

    FRN 449016

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (20 Oct 2003 to 31 Aug 2005)
    • CF22 Investment Adviser (Trainee) (29 May 2002 to 20 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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