Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • SMF16 Compliance Oversight (since 21 Feb 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 30 Jun 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jun 2020)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 12 Jun 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Jan 2017 to 4 Jun 2020)
    • [PRA CF] Managing a material risk taker (20 Jan 2017 to 12 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2017 to 30 Jun 2020)
    • CF10 Compliance Oversight (12 Apr 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.