Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Natixis
FRN 206092
- SMF16 Compliance Oversight (since 21 Feb 2023)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 30 Jun 2020)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jun 2020)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 12 Jun 2020)
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- [FCA CF] Manager of certification employee (20 Jan 2017 to 4 Jun 2020)
- [PRA CF] Managing a material risk taker (20 Jan 2017 to 12 Jun 2020)
- [PRA CF] Significant risk taker or Material risk taker (20 Jan 2017 to 30 Jun 2020)
- CF10 Compliance Oversight (12 Apr 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.