Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Jun 2008)
    • CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jul 2006 to 15 Dec 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 15 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.