Paul Upton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2022)
    • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (18 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jul 2004 to 18 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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